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    • Company
      • About Us
      • Board of Directors
    • Equity & Derivatives Broking
    • Sebi Guideline
      • Account Opening Process
      • Client Bank Account
      • Process Of Filling Investor Complaint
    • Contact Us
      • Investor Grievance
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    Delivering growth oriented investment

    KYC

    FSPL_KYC
    SARAL ACCOUNT FORM
    RIGHTS AND OBLIGATIONS OF BENEFICIAL OWNER AND DEPOSITORY PARTICIPANT

    Policies

    Client code modification policies
    Finquest Securities Pvt Ltd Good till cancel orders
    Internal Control Policy updated 20241206200206
    Management of Conflict of Interests
    NISM SORM Policy
    Policies regarding the use of facsimile scanned signatures
    Policy on Treatment of Inactive Clients
    Policy Outsource of Activities-20241206200212
    Policy on Prohibition Circulation of Unauthenticated News
    Pre-Funded Instruments
    RMS Policy
    Surveillance Policy Trading
    Voluntary freezing blocking the online access of the trading account of clients on account of suspicious activities

    Imo. Circulars

    FMC Circular on Short Margin
    FSPL-COM _1_2012
    FSPL-COM _3_2012
    FSPL-COM _4_2012
    FSPL-COM _5_2012
    FSPL-RMS _2_2012
    SEB Enhanced Supervision of Stock Brokers Depository Participants
    SEBI Circular Handling of Client Unpaid Securities Account CUSA 20June2019

    Investors Alert

    To prevent unauthorised transactions in your account update your mobile numbers/email IDs with your Stock Brokers/Depository Participant and receive information of your transactions directly from Exchange/Depository on your mobile/email at the end of the day. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Stock Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. Annexure A – DP | Annexure B-DP | Annexure_I_Advisory_for_KYC_updation | RA-Investorcharter | Mobile Number & e-Mail id | Updation of Choice of Nomination | Investor Charter – Depository Participant | Subscribing to IPO: Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.
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    Finquest Securities Private Limited
    CIN No: U67120MH1997PTC112236

    Registered Address: 602, Boston House, Suren Road, Andheri (East), Mumbai – 400093
    Tel: +91-22-40002600
    Email ID: info@finquestonline.com

    SEBI Registered Stock Broker: INZ000268435
    NSE Clearing Member Code: M513115
    NSE Cash/F&O Member ID: 12365
    BSE Cash Member ID: 3061
    SEBI Registered Depository Participant: IN-DP-380-2006
    CDSL DP ID: 12048000

    For any complaints, please email: grievances@finquestonline.com

    Compliance Officer: Mr. Deepak Chavda
    Email ID: dchavda@finquestonline.com
    Tel No.: +91-22-40002600

    Grievance Redressal Officer (GRO): Mr. Sanjay Narayane
    Email ID: snarayane@finquestonline.com
    Tel No.: +91-22-40002632

    Procedure to File a Complaint on SEBI SCORES
    Register on the SCORES portal.

    Mandatory details for filing complaints on SCORES:
    (i)  Name
    (ii)  PAN
    (iii)  Address
    (iv)  Mobile Number
    (v)  E-mail ID

    Benefits:
    Effective communication
    Speedy redressal of grievances

    For more information, please visit:  https://scores.sebi.gov.in/

    You may also download the SEBI SCORES App to lodge a complaint:
    Android:  https://play.google.com/store/apps/details?id=com.sebi.scores
    iOS:  https://apps.apple.com/in/app/sebi-scores/id6742590047

    Disclaimer: Investment in securities markets is subject to market risks. Read all related documents carefully before investing.
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